Division of Investment Management

A department within the SEC which regulates mutual Fund, investment Advisor, Public utility holding companies and variable Insurance products.

Related Terms: 6 Advisor, Fund, Insurance, Mutual fund, Public, SEC

Other Related Pages: Category: Brokerages Starting With: D

Additional Related Terms: 12b-1 funds, Automatic Funds Transfer, Above par, At par, All or any part, At best, At call, Adjustable life insurance, At risk, As is