Division of Market Regulation

A department within the SEC which regulates brokers and Brokerage firms.

Related Terms: 4 Broker, Brokerage, Brokerage firm, SEC

Other Related Pages: Category: Brokerages Starting With: D

Additional Related Terms: 10-K, Above par, At par, All or any part, At best, At call, At risk, Attorney in fact, A shares, At the money