Registered options principal

An employee of a Brokerage firm who observes and regulates options exposure and Activity in client Account. A registered options Principal must complete the NASD Series 4 exam in Order to demonstrate sufficient knowledge of options and options Trading.

Related Terms: 17 Account, Activity, Broker, Brokerage, Brokerage firm, Client, Inc., Lien, NOW, NASD, Order, Option, Principal, Register, Registered options principal, Series, Trading

Other Related Pages: Category: Options Starting With: R

Additional Related Terms: 10-K, Account, Accounts receivable, Accounts receivable aging, Accounts receivable turnover, Account statement, Account aggregation, Account balance, Active account, Adjustable rate