FT MarketWatch

Rule 13d

An SEC rule requiring Disclosure by anyone acquiring a beneficial ownership of 5% or more of any equity security registered with the SEC. If the company is Listed on an Exchange, the form must be filed with the Exchange, too.

Related Terms: 11 Beneficial owner, CLO, Disclosure, Exchange, ECU, Listed, Own, Register, Ring, SEC, UIT
Other Related Pages: Category: Trading Starting With: R
Additional Related Terms: 10-Q, 1035 exchange, 30-day wash rule, Allowance for depreciation, Asset/equity ratio, Approved list, Accrual of discount, Agency security, American Stock Exchange, Amortization of premium