FT MarketWatch

Rule 15c3-1

An SEC rule requiring broker/dealers maintain sufficient Liquid assets to satisfy their Capital requirements.

Related Terms: 11 Asset, Broker, Capital, Cap, Dealer, Deal, Heir, Liquid, Quid, Ring, SEC
Other Related Pages: Category: Brokerages Starting With: R
Additional Related Terms: 10-Q, 10-K, 30-day wash rule, Active asset, Alternative assets, Asset, Asset/equity ratio, Available assets, Asset management account, Asset-backed security