Rule 19c3

An SEC rule that permits member firms to make off board trades in securities Listed on an Exchange after April 27, 1979. The rule was part of a move towards an experimental National Market System.

Related Terms: 11 APR, Exchange, ECU, ITS, Listed, Member firm, Market, National Market System, Permit, SEC, Trade

Other Related Pages: Category: Brokerages Starting With: R

Additional Related Terms: 10-K, 1035 exchange, 12b-1 funds, 30-day wash rule, Accelerated Cost Recovery System, Approved list, Above par, Accrual of discount, Accrued market discount, After-tax basis