Securities Act of 1933

First Congressional law regulating the securities Industry. Required Registration and Disclosure and included measures to discourage Fraud and deception.

Related Terms: 11 CLO, CLU, Disclosure, ECU, Fraud, FRA, Industry, Inc., Ratio, Registration, SEC

Other Related Pages: Category: Trading Starting With: S

Additional Related Terms: 10-Q, Asset/equity ratio, At par, At best, At call, At risk, Add-on service, Action to quiet title, Affinity fraud, As is