FT MarketWatch

Securities Exchange Act of 1934

The act which created the SEC, outlawed manipulative and abusive practices in the issuance of securities, required Registration of stock Exchange, Broker, Dealer, and Listed securities, and required Disclosure of certain financial information and Insider trading.

Related Terms: 16 Broker, CLO, Dealer, Disclosure, Deal, Exchange, ECU, FIN, Insider, Insider trading, Listed, Ratio, Registration, SEC, Stock exchange, Trading
Other Related Pages: Category: Trading Starting With: S
Additional Related Terms: 10-Q, 10-K, 1035 exchange, 19c3 stock, Accredited Personal Financial Planning Specialist, Allowance for depreciation, Asset/equity ratio, Approved list, Accrual of discount, American Stock Exchange