Segregation of securities

SEC regulations requiring accounts holding Customer funds to be kept separate from Brokerage firm accounts to keep the two clearly distinct in case the Brokerage becomes Insolvent.

Related Terms: 11 Account, Broker, Brokerage, Brokerage firm, Clear, Customer, Fund, Inc., Insolvent, NSO, Ring

Other Related Pages: Category: Brokerages Starting With: S

Additional Related Terms: 10-Q, 10-K, 12b-1 funds, Account, Accounts receivable, Accounts receivable aging, Accounts receivable turnover, Account statement, Account aggregation, Account balance