Series 63

The Uniform Securities Agent State Law License required by some states to be a Stockbroker.

Related Terms: 5 Agent, Broker, ECU, SEC, Stockbroker

Other Related Pages: Category: Brokerages Starting With: S

Additional Related Terms: 10-Q, 10-K, 19c3 stock, Allowance for depreciation, Agent bank, American Stock Exchange, At par, Agent, All or any part, At best