Uniform Securities Act

An act which was approved by the National Conference of Commissioners on Uniform State Laws in 1956 and relates to the Registration of broker/dealers, Agent, advisors and securities.

Related Terms: 10 Agent, Advisor, Broker, Commission, Dealer, Deal, ECU, Ratio, Registration, SEC

Other Related Pages: Category: Brokerages Starting With: U

Additional Related Terms: 10-K, 12b-1 funds, Allowance for depreciation, Asset/equity ratio, Agent bank, Approved list, Accrual of discount, Amortization of premium, At par, Agent