Account executive

An individual who is licensed to Sell securities and has the Legal power of an Agent, having passed the Series 7 and Series 63 examinations. Usually works for a Brokerage licensed by the SEC, NYSE, and NASD. also called Registered Representative.

Related Terms: 19 Agent, Broker, Brokerage, Call, ECU, Legal, Leg, NYSE, NASD, Owe, Register, Registered Representative, Representative, SEC, Sell, Series 6, Series 63, Series 7, Series

Other Related Pages: Category: Brokerages Starting With: A

Additional Related Terms: 10-K, Allowance for depreciation, Agent bank, Accrual of discount, Amortization of premium, At par, Agent, All or any part, At best, At call