Registered Representative

An individual who is licensed to Sell securities and has the Legal power of an Agent, having passed the Series 7 and Series 63 examinations. Usually works for a Brokerage licensed by the SEC, NYSE, and NASD. also called Account executive.

Related Terms: 18 Account, Account executive, Agent, Broker, Brokerage, Call, ECU, Legal, Leg, NYSE, NASD, Owe, SEC, Sell, Series 6, Series 63, Series 7, Series

Other Related Pages: Category: Brokerages Starting With: R

Additional Related Terms: 10-K, Account, Account statement, Allowance for depreciation, Account aggregation, Account balance, Active account, Agent bank, Alternate account, Asset management account