No-Action Letter

10-Q, 10-K, Accounts receivable aging, Aging schedule, Allowance for depreciation, Above par, Accrual of discount, Amortization of premium, At par, All or any part, At best, At call, At risk, Add-on service, Abstract of title, Action to quiet title, As is, Assignment to creditors, Attorney in fact, Assignment of mortgage, A shares, At the money, Across the board, Action, Activity, Additional paid-in capital, Against the box, At the bell, At the close, At the figure, At the full, At the market, At the opening order, Away from the market, Below the line, Books of final entry, Books of original entry, Banking Act of 1933, Below par, Bid-to-cover ratio, Bureau of Public Debt, Brought over the wall, Buying on margin, Buy on close, Buy on opening, Buy the book, Balance of payments, Board of Governors, Breaking the syndicate, Bill of exchange, Bill of sale, Breach of trust, By the book, B shares, Breadth-of-market theory, Beat the gun, Cost Of Goods Sold, Cost of sales, CAT bond, Certificate of Participation, Committee on Uniform Securities Identification Procedures, Code of procedure, Capitalization of income, Cost of Living Adjustment, Cost-of-living index, Council of Economic Advisers, Chasing the market, Cheapest to deliver, Chicago Board of Trade, Commodities Exchange Act, Cost-of-living rider, Capital gains distribution, Certificate of stock, Corporate action, Cost of carry, Certificate of title, Class action suit, Contract for deed, Cancellation of debt, Certificate of Claim, Commitment letter, Cost of debt capital, Cost of funds, C shares, Class of options, Close to the money, Cash Against Documents, Certificate of Occupancy, Cloud on title, Cash or Deferred Arrangement, Class A Shares, Class B Shares, Crash of 1929, Crash of 1987, Capital gains tax, Coefficient of determination, Certificate of delivery, Close a position, Cornering the market, Curbs in, Deposit in transit, Date of issue, Date of payment, Dual currency bond, Dual listing, Division of Enforcement, Division of Investment Management, Division of Market Regulation, Do Not Reduce, Date of record, Dividend in arrears, Desk (the), Division of labor, Dual life insurance, Deficiency letter, Durable Power of Attorney, Date of maturity, Debtor in possession, Debtor-in-possession financing, Deed of Release, Deed of Trust, Discharge of bankruptcy, Discharge of lien, Due-on-sale clause, Dual-purpose fund, Deep in the money, Deep out of the money, Deed of Surrender, Department of Housing and Urban Development, Determination Letter, Dogs of the Dow, Dead cat bounce, Depth of market, Eurodollar certificate of deposit, Escrowed to maturity, Ex-legal, Either-or order, Effective par, Edge Act, E-mini, Exchange against actuals, Exchange for futures, Exchange for physical, Exchange of spot, Employee Retirement Income Security Act of 1974, First In First Out, Form 10-Q, Flight to quality, Flow of funds, Fill or kill, Front-ending an order, Forward P/E, Factors of production, Favorable balance of trade, Fee-for-service, Form 8-K, Form S-1, Fair Credit Reporting Act, Fair Debt Collection Practices Act, Family of funds, Fund of funds, Federal Insurance Contributions Act, FICA, Free right of exchange, Federal ID Number, Glass-Steagall Act, G-7, General Agreement on Tariffs and Trade, G-8, Gather in the stops, Hart-Scott-Rodino Act of 1976, Highly confident letter, Hit the bid, House of issue, Health Insurance Portability and Accountability Act, Holder in due course, Home equity line of credit, Home Mortgage Disclosure Act, Hammering the market, Held at the opening, Holding the market, In escrow, Investment letter, In-house, Investment Advisor Act of 1940, Investment Company Act of 1940, In line, Individual policy pension trust, Insider Trading sanctions Act of 1984, Internal Rate of Return, Indication of interest, In intestacy, In play, In-process research and development, I/O strip, In-service withdrawal, Individual tax return, Imbalance of orders, In and out, Individual investor, In sympathy, In the tank, Jumping the gun, Joint will, Last In First Out, Legal list, Lender of last resort, Law of one price, Letter security, Lending at a rate, Limit-on-close order, Law of demand, Law of supply, Letter of comment, Legal, Legal age, Legal entity, Legal risk, Living will, Legal assets, Line of credit, Loan-to-cost, Loan-to-value, Lock-in, Leg, Long leg, Leading the market, Locked in, Long-term gain or loss, Level I quotes, Make a market, Market if touched order, Market letter, Market on close order, Mark-to-market, Medium of exchange, Marginal propensity to consume, Money at call, Negotiable certificate of deposit, Negotiable Order of Withdrawal, Notice of Sale, National Association of Securities Dealers, National Association of Securities Dealers Automated Quotations system, No limit order, No quote, No-Fault, No-Action Letter, No-lien affidavit, Notice of Default, No-load, National Association of Real Estate Investment Trusts, No-load stock, No book, Off the books, Office of Thrift Supervision, Out-of-favor, Over-the-Counter, On-floor order, On margin, Or better, Opinion of title, On account, On-the-spot loan, Out of the money, On-balance volume, On close, On open, On the opening, Pooling of interests, Par bond, Payment-in-kind security, Price Value of a Basis Point, Payment for order flow, P&L, Provision for income taxes, Pacific Rim, Pour-over will, Power of Attorney, Prioritization of debt, Prudent Expert Act, Paid-in capital, Paid-in surplus, Private Investment in Public Equity, Preservation of capital, Private letter ruling, Painting the tape, Return of capital, Return on Capital, Return on Invested Capital, Return on Total Assets, Regulation Q, Reading the tape, Receive against payment, Regulation D, Regulation G, Regulation T, Regulation U, Round of funding, Rules of Fair Practice, Rate of exchange, Reciprocal of European terms, Regulation A, Release letter, Reverse Take-Over, Right of first refusal, Right of rescission, Right to Know, Revolving line of credit, Right of recourse, Rule of 78, Right of redemption, Retirement Equity Act of 1984, Return on Capital Employed, Rate of return, Real rate of return, SEC filing, SG&A, Sight letter of credit, S&L, SEC, SEC fee, Segregation of securities, Sell the book, Standard of living, Second-to-die insurance, Severally but not jointly, Statute of Limitations, Satisfaction of debt, Staggered board of directors, Selling the spread, Short leg, Savings Incentive Match Plan for Employees, Selling short against the box, Shorting against the box, S Corporation, Short-term gain or loss, Subchapter M, Subchapter S Corporation, Schedule C, Securities Act of 1933, Securities Acts Amendments of 1975, Securities Exchange Act of 1934, Seek a market, S&P phenomenon, T-Bill, Term to maturity, Take a position, Transmittal letter, Trailing P/E, Take delivery, Tenancy by the entirety, Truth in Lending, Tenancy at will, Top hat plan, Ten-bagger, The Street, Timing the market, Taxpayer Relief Act of 1997, Tax Reform Act of 1986, Tax Reform Act of 1993, Take a bath, Take profits, U.S. Government Agency Security, U.S. Savings Bond, U.S. Treasury, U.S. Treasury Bill, U.S. Treasury Bond, U.S. Treasury Note, U.S. Treasury Securities, Uniform Securities Act, Unit of trade, Unit of trading, Written-down value, Williams Act, Waiver of premium, W-2 Form, W formation, When, as, and if issued, When issued, X or XD, Year-To-Date, Yield to call, Yield to maturity, Yield to worst, Y shares